Our client in the Insurance industry is looking for a Compliance Specialist to assure compliance with regulatory requirements, to manage risk associated with noncompliance.
Key responsibilities
Contribute to the efficient and effective functioning of Compliance Function
Assist manager to ensure that compliance function follows law and industry and regulatory body requirements
Promote prevention of legal and regulatory risk in the company (TCF)
Maintain efficient and effective operations in Compliance
Validate that policies and procedures with regards to Compliance Function are being adhered to. (TCF)
Oversee the debarment processes are being adhered to within the Group
Attend to regulatory and client complaints (TCF)
Assist with investigation of regulatory and client's complaints (Ombudsman cases)
Responsible for Compliance Monitoring and Reporting
Monitor compliance risk, policies and procedures at Head Office and branches of Assupol Group
Complete monitoring reports for Compliance Manager
Provide overall compliance assistance, guidance and advice to Assupol Group of Companies
Contribute to the development of compliance risk management plans
Contribute to the completion of compliance reporting (internal and regulatory)
Provide Training and Awareness on Compliance Matters
Create awareness in Assupol Group of Companies with law requirements (TCF)
Inform employees about relevant compliance matters
Develop, educate and enabling healthy and business orientated compliance culture
Requirements
Matric
Legal Degree/relevant
LLB Degree
Admitted Attorney
Compliance Certificate
2-3 years' experience in Risk management and Compliance